Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Director of firm who is not a certification employee or a SMF manager (since 2 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (since 2 Oct 2024)
    • CF1 Director (AR) (since 7 Aug 2024)
    • CF30 Customer (since 7 Aug 2024)
    • Employed By (since 7 Aug 2024)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
    • CF30 Customer (26 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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