Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 31 Jan 2023)
    • CF30 Customer (since 6 Jan 2023)
    • (5)Employed By (since 6 Jan 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (18 Jan 2022 to 23 Jan 2023)
    • CF30 Customer (7 Jan 2022 to 23 Jan 2023)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (7 Jan 2022 to 23 Jan 2023)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Client dealing (1 Oct 2019 to 10 Sep 2021)
    • [FCA CF] Functions requiring qualifications (7 Aug 2018 to 10 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 4Life Wealth Management Limited

  2. controlled function added: (5)Employed By at 4Life Wealth Management Limited