Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 31 Jan 2023)
- CF30 Customer (since 6 Jan 2023)
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4Life Wealth Management Limited
FRN 919134
- (5)Employed By (since 6 Jan 2023)
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- Appointed representative dealing with clients for which they require qualification (18 Jan 2022 to 23 Jan 2023)
- CF30 Customer (7 Jan 2022 to 23 Jan 2023)
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- Employed By (7 Jan 2022 to 23 Jan 2023)
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- [FCA CF] Client dealing (1 Oct 2019 to 10 Sep 2021)
- [FCA CF] Functions requiring qualifications (7 Aug 2018 to 10 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at 4Life Wealth Management Limited
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controlled function added: (5)Employed By at 4Life Wealth Management Limited