Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Feb 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 18 Jan 2018)
    • CF10 Compliance Oversight (5 Feb 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Nov 2016 to 30 Sep 2018)
    • CF1 Director (4 Nov 2016 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (5 Nov 2012 to 28 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.