Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (6 Apr 2023 to 26 Feb 2024)
- [FCA CF] Material risk taker (27 Jan 2020 to 25 Mar 2026)
- [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 25 Mar 2026)
- [FCA CF] Client dealing (7 Mar 2016 to 25 Mar 2026)
- CF30 Customer (19 Jan 2011 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (6 Apr 2023 to 26 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 25 Mar 2026)
- [FCA CF] Material risk taker (18 Dec 2020 to 25 Mar 2026)
- [FCA CF] Client dealing (7 Mar 2016 to 25 Mar 2026)
- CF30 Customer (19 Jan 2011 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (6 Apr 2023 to 26 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 25 Mar 2026)
- [FCA CF] Material risk taker (18 Dec 2020 to 25 Mar 2026)
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- CF30 Customer (1 Nov 2007 to 12 Oct 2010)
- CF27 Investment Management (22 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.