Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (8 Mar 2023 to 18 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (20 Sep 2022 to 18 Nov 2025)
  • Williams Wealth Consultancy Limited (no longer approved here)

    FRN 538661

    • Employed By (8 Mar 2023 to 18 Nov 2025)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (2 Aug 2021 to 15 Jun 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jul 2021)
  • Nottingham Building Society (no longer approved here)

    FRN 200785

    • [FCA CF] Functions requiring qualifications (1 Jan 2017 to 31 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.