Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Apr 2026)
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- CF30 Customer (8 Mar 2023 to 18 Nov 2025)
- Appointed representative dealing with clients for which they require qualification (20 Sep 2022 to 18 Nov 2025)
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- Employed By (8 Mar 2023 to 18 Nov 2025)
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- Appointed representative dealing with clients for which they require qualification (2 Aug 2021 to 15 Jun 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jul 2021)
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- [FCA CF] Functions requiring qualifications (1 Jan 2017 to 31 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.