Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (7 Mar 2023 to 16 Feb 2026)
    • [FCA CF] Client dealing (17 Jun 2021 to 16 Feb 2026)
    • [FCA CF] Manager of certification employee (17 Jun 2021 to 16 Feb 2026)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (7 Mar 2023 to 16 Feb 2026)
    • [FCA CF] Client dealing (17 Jun 2021 to 16 Feb 2026)
    • [FCA CF] Manager of certification employee (17 Jun 2021 to 16 Feb 2026)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 1 Nov 2015)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 1 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.