Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (8 Mar 2018 to 4 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 9 Oct 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 9 Oct 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Oct 2017)
    • CF30 Customer (1 Sep 2009 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 16 Jul 2009)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.