Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (8 Mar 2018 to 4 Dec 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 9 Oct 2017)
- [FCA CF] Material risk taker (7 Mar 2016 to 9 Oct 2017)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Oct 2017)
- CF30 Customer (1 Sep 2009 to 6 Mar 2016)
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- CF30 Customer (20 Oct 2008 to 16 Jul 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.