Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 19 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 19 Jan 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 May 2024 to 2 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (11 Dec 2023 to 2 Dec 2025)
  • Brightside Wealth Management Limited (no longer approved here)

    FRN 919445

    • Employed By (14 May 2024 to 2 Dec 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.