Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
2 Plan Wealth Management Limited
FRN 461598
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 26 Jul 2024)
- CF1 Director (AR) (since 13 Jun 2024)
- [FCA CF] Client dealing (21 Mar 2024 to 26 Jul 2024)
- [FCA CF] Functions requiring qualifications (21 Mar 2024 to 26 Jul 2024)
-
Emily James Financial Services Ltd
FRN 1012872
- (1)Employed By (since 13 Jun 2024)
-
- Appointed representative dealing with clients for which they require qualification (13 Jul 2020 to 20 Mar 2024)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.