Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (18 Oct 2021 to 9 Jan 2023)
    • [FCA CF] Client dealing (2 Dec 2019 to 9 Jan 2023)
    • [FCA CF] Manager of certification employee (2 Dec 2019 to 9 Jan 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (18 Oct 2021 to 9 Jan 2023)
    • [FCA CF] Client dealing (2 Dec 2019 to 9 Jan 2023)
    • [FCA CF] Manager of certification employee (2 Dec 2019 to 9 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.