Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 14 Jul 2025)
- Appointed representative dealing with clients for which they require qualification (since 14 Jul 2025)
- CF30 Customer (since 11 Jul 2025)
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Protect and Lend Limited
FRN 811665
- (9)Employed By (since 11 Jul 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Sep 2024)
- CF30 Customer (1 Nov 2007 to 6 Sep 2024)
- CF21 Investment Adviser (23 Nov 2004 to 31 Oct 2007)
- CF1 Director (AR) (23 Nov 2004 to 9 Nov 2015)
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- (16)Employed By (3 Jul 2015 to 6 Sep 2024)
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- (1)Employed By (23 Nov 2004 to 11 Nov 2015)
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- Employed By (1 Dec 2001 to 6 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.