Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 14 Jul 2025)
    • CF30 Customer (since 11 Jul 2025)
    • (9)Employed By (since 11 Jul 2025)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 6 Sep 2024)
    • CF21 Investment Adviser (23 Nov 2004 to 31 Oct 2007)
    • CF1 Director (AR) (23 Nov 2004 to 9 Nov 2015)
  • Nexus IFA Limited (no longer approved here)

    FRN 550749

    • (16)Employed By (3 Jul 2015 to 6 Sep 2024)
  • Oak Financial Limited (no longer approved here)

    FRN 414742

    • (1)Employed By (23 Nov 2004 to 11 Nov 2015)
  • Broom Consultants Ltd (3089) (no longer approved here)

    FRN 154593

    • Employed By (1 Dec 2001 to 6 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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