Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 5 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 5 Aug 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Mar 2022)
    • [FCA CF] Material risk taker (since 3 Mar 2022)
    • [PRA CF] Managing a material risk taker (6 Feb 2024 to 20 Jun 2024)
    • [FCA CF] Manager of certification employee (6 Feb 2024 to 20 Jun 2024)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • Director of firm who is not a certification employee or a SMF manager (23 Sep 2021 to 1 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

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