Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Bank of Scotland plc
FRN 169628
- [FCA CF] Material risk taker (since 5 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 5 Aug 2025)
-
Lloyds Bank Corporate Markets Plc
FRN 763256
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
-
Lloyds Bank PLC
FRN 119278
- [PRA CF] Significant risk taker or Material risk taker (since 3 Mar 2022)
- [FCA CF] Material risk taker (since 3 Mar 2022)
- [PRA CF] Managing a material risk taker (6 Feb 2024 to 20 Jun 2024)
- [FCA CF] Manager of certification employee (6 Feb 2024 to 20 Jun 2024)
-
- Director of firm who is not a certification employee or a SMF manager (23 Sep 2021 to 1 Nov 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.