Ruth Ellen Downs

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 22 Jan 2025)
    • CF1 Director (AR) (since 4 Dec 2024)
    • CF30 Customer (since 4 Dec 2024)
    • [FCA CF] Client dealing (15 Oct 2024 to 22 Jan 2025)
    • [FCA CF] Functions requiring qualifications (15 Oct 2024 to 22 Jan 2025)
  • Truth Financial Ltd

    FRN 1021076

    • (1)Employed By (since 4 Dec 2024)
  • The Platt Partnership Limited (no longer approved here)

    FRN 845009

    • (15)Employed By (20 Apr 2022 to 18 Sep 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (29 Apr 2021 to 10 Sep 2024)
    • CF30 Customer (23 Apr 2021 to 18 Sep 2024)
  • Reflect Financial Limited (no longer approved here)

    FRN 932095

    • (34)Employed By (23 Apr 2021 to 18 Sep 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.