Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (26 Feb 2018 to 29 Oct 2019)
    • CF30 Customer (8 Nov 2011 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 Aug 2011)
    • CF21 Investment Adviser (23 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 May 2007 to 24 Aug 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (18 Aug 2006 to 16 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.