Ruth Brooker

• Impax Asset Management Limited

  FRN 197008

  • [FCA CF] Client dealing (since 13 Nov 2024)
  • [FCA CF] Material risk taker (since 13 Nov 2024)
• Guinness Atkinson Asset Management, Inc (no longer approved here)

  FRN 223051

  • [FCA CF] Material risk taker (20 May 2024 to 12 Sep 2024)
  • [FCA CF] Client dealing (20 May 2024 to 12 Sep 2024)
• GUINNESS ASSET MANAGEMENT LIMITED (no longer approved here)

  FRN 223077

  • [FCA CF] Material risk taker (20 May 2024 to 12 Sep 2024)
  • [FCA CF] Client dealing (20 May 2024 to 12 Sep 2024)
• BlackRock Institutional Trust Company, N.A. (no longer approved here)

  FRN 409343

  • [FCA CF] Client dealing (31 Mar 2020 to 19 Jul 2021)
• BlackRock Advisors (UK) Limited (no longer approved here)

  FRN 119186

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2023)
  • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
• BlackRock Investment Management (UK) Limited (no longer approved here)

  FRN 119293

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2023)
  • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
• BlackRock International Limited (no longer approved here)

  FRN 178638

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2023)
  • CF30 Customer (18 Apr 2017 to 8 Dec 2019)

No changes recorded yet.