Russell Treharne Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WMG Advisors LLP (no longer approved here)

    FRN 419405

    • [FCA CF] Material risk taker (19 Mar 2021 to 30 Sep 2022)
    • [FCA CF] Client dealing (19 Mar 2021 to 30 Sep 2022)
    • CF30 Customer (9 Sep 2014 to 8 Dec 2019)
  • Mariana UFP LLP (no longer approved here)

    FRN 551170

    • CF30 Customer (5 Jun 2014 to 14 Aug 2014)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (9 Feb 2011 to 5 Nov 2013)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 5 Nov 2013)
    • CF21 Investment Adviser (14 Jan 2003 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.