Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
- CF1 Director (AR) (since 7 Jan 2021)
- CF30 Customer (since 7 Jan 2021)
- [FCA CF] Functions requiring qualifications (6 Aug 2020 to 28 Feb 2021)
- [FCA CF] Client dealing (6 Aug 2020 to 28 Feb 2021)
- CF30 Customer (12 Jun 2017 to 8 Dec 2019)
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Opal Financial Planning Ltd
FRN 938883
- (1)Employed By (since 7 Jan 2021)
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- CF30 Customer (17 Oct 2012 to 6 Mar 2016)
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- CF30 Customer (3 Dec 2010 to 30 Sep 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.