Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Conning Asset Management Limited
FRN 189316
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (13 Dec 2012 to 8 Dec 2019)
- CF1 Director (18 Nov 2011 to 8 Dec 2019)
- CF30 Customer (18 Nov 2011 to 8 Dec 2019)
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- CF3 Chief Executive (13 May 2010 to 8 Sep 2011)
- CF30 Customer (1 Nov 2007 to 8 Sep 2011)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Sep 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.