Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (10)Employed By (since 7 Apr 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF22 Investment Adviser (Trainee) (10 Aug 2005 to 31 Oct 2007)
  • Colin Edward Berney (no longer approved here)

    FRN 436088

    • Employed By (10 Aug 2005 to 22 Mar 2007)
  • Mortgage Advice Partnership Limited (no longer approved here)

    FRN 415042

    • (5)Employed By (7 Apr 2005 to 7 Jul 2005)
  • Russell Stewart Robertson (no longer approved here)

    FRN 216215

    • (1)Employed By (1 Dec 2001 to 21 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Carter Thompson & Associates Limited

  2. controlled function added: (10)Employed By at Carter Thompson & Associates Limited