Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 12 Jun 2023)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (10 Jul 2017 to 9 Sep 2019)
- CF30 Customer (19 Jun 2015 to 6 Mar 2016)
-
- [FCA CF] Manager of certification employee (10 Jul 2017 to 9 Sep 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 1 Dec 2021)
- CF30 Customer (30 Apr 2014 to 6 Mar 2016)
- CF21 Investment Adviser (29 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.