Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Oct 2025)
    • [FCA CF] Client dealing (since 22 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (since 22 Oct 2025)
    • CF1 Director (AR) (since 4 Aug 2025)
    • CF30 Customer (since 6 Jul 2022)
    • Employed By (since 6 Jul 2022)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2022)
    • CF30 Customer (16 Mar 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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