Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (5)Employed By (since 21 Feb 2022)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 14 Mar 2013)
    • CF1 Director (AR) (14 Mar 2013 to 2 Mar 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (26 Mar 2010 to 5 Nov 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 1 Feb 2010)
    • CF22 Investment Adviser (Trainee) (17 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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