Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
INVEST PROTECT INSURE FINANCIAL ADVICE LTD
FRN 954704
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 16 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 16 Feb 2024)
- [FCA CF] Functions requiring qualifications (1 Nov 2021 to 1 Jan 2024)
- [FCA CF] Client dealing (1 Nov 2021 to 1 Jan 2024)
-
- [FCA CF] Functions requiring qualifications (27 Nov 2020 to 26 Oct 2021)
- [FCA CF] Client dealing (27 Nov 2020 to 26 Oct 2021)
-
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (30 Nov 2006 to 31 Oct 2007)
-
- CF21 Investment Adviser (11 Nov 2002 to 19 Sep 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 19 Sep 2004)
-
- CF21 Investment Adviser (1 Dec 2001 to 19 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.