Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 16 Feb 2024)
    • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 1 Jan 2024)
    • [FCA CF] Client dealing (1 Nov 2021 to 1 Jan 2024)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Functions requiring qualifications (27 Nov 2020 to 26 Oct 2021)
    • [FCA CF] Client dealing (27 Nov 2020 to 26 Oct 2021)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF22 Investment Adviser (Trainee) (30 Nov 2006 to 31 Oct 2007)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (11 Nov 2002 to 19 Sep 2004)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 19 Sep 2004)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 19 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.