Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Oct 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF1 Director (29 Jul 2010 to 19 Nov 2010)
    • CF30 Customer (24 Jun 2010 to 21 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

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