Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 May 2009)
    • (1)Employed By (since 8 May 2013)
  • Thomas Oliver UK LLP (no longer approved here)

    FRN 501748

    • (21)Employed By (22 Sep 2009 to 7 May 2013)
  • Kings Group Limited Liability Partnership (no longer approved here)

    FRN 162695

    • (21)Employed By (22 May 2009 to 22 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (21)Employed By at Kings Group Limited Liability Partnership