Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Managing a material risk taker (25 Nov 2016 to 31 Jan 2019)
- [PRA CF] Significant risk taker or Material risk taker (25 Nov 2016 to 1 Jan 2020)
- [FCA CF] Manager of certification employee (25 Nov 2016 to 31 Jan 2019)
- [FCA CF] Material risk taker (25 Nov 2016 to 1 Jan 2020)
- CF29 Significant management (22 Jul 2013 to 6 Mar 2016)
- CF10 Compliance Oversight (21 Nov 2008 to 3 Mar 2009)
- CF11 Money Laundering Reporting (6 Feb 2008 to 1 May 2010)
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- [PRA CF] Significant risk taker or Material risk taker (25 Nov 2016 to 9 Dec 2019)
- [FCA CF] Manager of certification employee (25 Nov 2016 to 31 Jan 2019)
- [FCA CF] Material risk taker (25 Nov 2016 to 9 Dec 2019)
- [PRA CF] Managing a material risk taker (25 Nov 2016 to 31 Jan 2019)
- CF29 Significant management (22 Jul 2013 to 6 Mar 2016)
- CF11 Money Laundering Reporting (3 Apr 2009 to 1 May 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.