Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Managing a material risk taker (25 Nov 2016 to 31 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (25 Nov 2016 to 1 Jan 2020)
    • [FCA CF] Manager of certification employee (25 Nov 2016 to 31 Jan 2019)
    • [FCA CF] Material risk taker (25 Nov 2016 to 1 Jan 2020)
    • CF29 Significant management (22 Jul 2013 to 6 Mar 2016)
    • CF10 Compliance Oversight (21 Nov 2008 to 3 Mar 2009)
    • CF11 Money Laundering Reporting (6 Feb 2008 to 1 May 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (25 Nov 2016 to 9 Dec 2019)
    • [FCA CF] Manager of certification employee (25 Nov 2016 to 31 Jan 2019)
    • [FCA CF] Material risk taker (25 Nov 2016 to 9 Dec 2019)
    • [PRA CF] Managing a material risk taker (25 Nov 2016 to 31 Jan 2019)
    • CF29 Significant management (22 Jul 2013 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (3 Apr 2009 to 1 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.