Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF16 Compliance Oversight (27 Sep 2024 to 7 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (27 Sep 2024 to 7 Jan 2026)
- SMF3 Executive Director (27 Sep 2024 to 7 Jan 2026)
-
- SMF4 Chief Risk (13 Apr 2021 to 26 Sep 2022)
- [FCA CF] Significant management (9 Dec 2019 to 26 Sep 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Sep 2022)
- CF11 Money Laundering Reporting (22 May 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.