Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Beckett Financial Services Limited
FRN 138104
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Dec 2025)
- [FCA CF] Functions requiring qualifications (since 1 Dec 2025)
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 11 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Dec 2019)
- CF30 Customer (12 Oct 2015 to 11 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 5 Dec 2008)
- CF21 Investment Adviser (25 Jun 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.