Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • SMF18 Other Overall Responsibility (14 Apr 2025 to 9 May 2025)
    • SMF2 Chief Finance (17 Apr 2023 to 11 Feb 2025)
    • [FCA CF] Material risk taker (4 Jan 2022 to 8 Jul 2022)
    • [FCA CF] Significant management (4 Jan 2022 to 16 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 18 Mar 2021)
    • CF10a CASS Oversight function (16 Sep 2014 to 8 Dec 2019)
    • CF28 Systems and controls (30 Jun 2014 to 8 Dec 2019)
    • CF1 Director (30 Jun 2014 to 8 Dec 2019)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • SMF18 Other Overall Responsibility (14 Apr 2025 to 9 May 2025)
    • [FCA CF] Material risk taker (4 Jan 2022 to 30 Apr 2025)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • SMF18 Other Overall Responsibility (14 Apr 2025 to 9 May 2025)
    • [FCA CF] Material risk taker (4 Jan 2022 to 30 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

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