Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (14 Apr 2025 to 9 May 2025)
- SMF2 Chief Finance (17 Apr 2023 to 11 Feb 2025)
- [FCA CF] Material risk taker (4 Jan 2022 to 8 Jul 2022)
- [FCA CF] Significant management (4 Jan 2022 to 16 Apr 2023)
- SMF3 Executive Director (9 Dec 2019 to 18 Mar 2021)
- CF10a CASS Oversight function (16 Sep 2014 to 8 Dec 2019)
- CF28 Systems and controls (30 Jun 2014 to 8 Dec 2019)
- CF1 Director (30 Jun 2014 to 8 Dec 2019)
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- SMF18 Other Overall Responsibility (14 Apr 2025 to 9 May 2025)
- [FCA CF] Material risk taker (4 Jan 2022 to 30 Apr 2025)
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- SMF18 Other Overall Responsibility (14 Apr 2025 to 9 May 2025)
- [FCA CF] Material risk taker (4 Jan 2022 to 30 Apr 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.