Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2026)
    • Director of firm who is not a certification employee or a SMF manager (1 May 2024 to 30 Apr 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • Responsibility for MCD Intermediation (28 Jul 2022 to 31 Jan 2023)
    • Responsible for Insurance Distribution (28 Jul 2022 to 31 Jan 2023)
    • SMF6 Head of Key Business Areas (28 Jul 2022 to 31 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (27 Jun 2019 to 30 Jun 2022)
    • [FCA CF] Manager of certification employee (27 Jun 2019 to 30 Jun 2022)
    • [FCA CF] Material risk taker (27 Jun 2019 to 30 Jun 2022)
    • CF29 Significant management (4 May 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • Responsibility for MCD Intermediation (28 Jul 2022 to 31 Jan 2023)
    • SMF6 Head of Key Business Areas (28 Jul 2022 to 31 Jan 2023)
    • Responsible for Insurance Distribution (28 Jul 2022 to 31 Jan 2023)
    • [FCA CF] Manager of certification employee (19 Aug 2016 to 30 Jun 2022)
    • [FCA CF] Material risk taker (19 Aug 2016 to 30 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (19 Aug 2016 to 30 Jun 2022)
    • CF29 Significant management (4 May 2010 to 6 Mar 2016)
    • CF17 Significant Mgt (Other Business Operations) (6 Apr 2006 to 24 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.