Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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West Bromwich Building Society
FRN 104877
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2026)
- Director of firm who is not a certification employee or a SMF manager (1 May 2024 to 30 Apr 2025)
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- Responsibility for MCD Intermediation (28 Jul 2022 to 31 Jan 2023)
- Responsible for Insurance Distribution (28 Jul 2022 to 31 Jan 2023)
- SMF6 Head of Key Business Areas (28 Jul 2022 to 31 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (27 Jun 2019 to 30 Jun 2022)
- [FCA CF] Manager of certification employee (27 Jun 2019 to 30 Jun 2022)
- [FCA CF] Material risk taker (27 Jun 2019 to 30 Jun 2022)
- CF29 Significant management (4 May 2010 to 6 Mar 2016)
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- Responsibility for MCD Intermediation (28 Jul 2022 to 31 Jan 2023)
- SMF6 Head of Key Business Areas (28 Jul 2022 to 31 Jan 2023)
- Responsible for Insurance Distribution (28 Jul 2022 to 31 Jan 2023)
- [FCA CF] Manager of certification employee (19 Aug 2016 to 30 Jun 2022)
- [FCA CF] Material risk taker (19 Aug 2016 to 30 Jun 2022)
- [PRA CF] Significant risk taker or Material risk taker (19 Aug 2016 to 30 Jun 2022)
- CF29 Significant management (4 May 2010 to 6 Mar 2016)
- CF17 Significant Mgt (Other Business Operations) (6 Apr 2006 to 24 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.