Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2025)
    • [FCA CF] Client dealing (since 2 Oct 2025)
    • [FCA CF] Manager of certification employee (since 2 Oct 2025)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • [FCA CF] Material risk taker (30 Sep 2019 to 22 Aug 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 22 Aug 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Aug 2025)
    • CF30 Customer (2 Sep 2014 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (30 Jun 2010 to 12 Apr 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (15 Oct 2002 to 19 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.