Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ICBC Standard Bank Plc
FRN 124823
- [PRA CF] Significant risk taker or Material risk taker (since 2 Oct 2025)
- [FCA CF] Client dealing (since 2 Oct 2025)
- [FCA CF] Manager of certification employee (since 2 Oct 2025)
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- [FCA CF] Material risk taker (30 Sep 2019 to 22 Aug 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 22 Aug 2025)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Aug 2025)
- CF30 Customer (2 Sep 2014 to 6 Mar 2016)
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- CF30 Customer (30 Jun 2010 to 12 Apr 2013)
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- CF21 Investment Adviser (15 Oct 2002 to 19 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.