Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 7 Jun 2024)
    • [FCA CF] Material risk taker (since 7 Jun 2024)
    • [FCA CF] Manager of certification employee (since 3 Nov 2022)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • CF30 Customer (21 Sep 2018 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 23 May 2018)
    • CF30 Customer (5 Dec 2014 to 6 Mar 2016)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • CF30 Customer (19 Nov 2010 to 7 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.