Russell Chin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CLSA (UK)
FRN 140836
- [FCA CF] Client dealing (since 30 Nov 2021)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- [FCA CF] Client dealing (20 Sep 2018 to 26 Nov 2021)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- [FCA CF] Client dealing (20 Sep 2018 to 26 Nov 2021)
Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Client dealing (7 Mar 2016 to 4 Jul 2018)
- CF30 Customer (23 Jun 2015 to 6 Mar 2016)
Standard Chartered Bank (no longer approved here)
FRN 114276
- CF30 Customer (23 Nov 2012 to 12 Feb 2015)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (16 Jan 2009 to 30 Aug 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.