Russell Bruce Douglass

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited

    FRN 121935

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Mar 2005 to 31 Oct 2007)
  • SWAT Financial Planning Limited (no longer approved here)

    FRN 224247

    • Employed By (15 Mar 2005 to 8 Dec 2019)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • CF21 Investment Adviser (14 May 2004 to 20 Jan 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.