Russell Bowler

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 20 Oct 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 21 Oct 2019)
    • [FCA CF] Material risk taker (since 21 Oct 2019)
    • [FCA CF] Manager of certification employee (since 21 Oct 2019)
    • [FCA CF] Client dealing (since 21 Oct 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (7 Sep 2016 to 18 Jan 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Jan 2019)
    • CF30 Customer (7 Nov 2007 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 5 Nov 2007)
    • CF21 Investment Adviser (16 Mar 2006 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 5 Nov 2007)
    • CF21 Investment Adviser (16 Mar 2006 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF26 Customer Trading (5 Mar 2004 to 20 Feb 2006)
    • CF21 Investment Adviser (5 Mar 2004 to 20 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.