Russell Barker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 21 Nov 2025)
    • [FCA CF] Manager of certification employee (since 18 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 25 Apr 2022)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Managing a material risk taker (since 21 Nov 2025)
    • [FCA CF] Manager of certification employee (since 20 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 25 Apr 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (7 Mar 2018 to 29 Aug 2021)
    • [FCA CF] Client dealing (26 Sep 2016 to 29 Aug 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 29 Aug 2021)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (7 Mar 2018 to 29 Aug 2021)
    • [FCA CF] Client dealing (26 Sep 2016 to 29 Aug 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 29 Aug 2021)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (14 Dec 2007 to 30 May 2008)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (27 Dec 2002 to 7 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

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