Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (17 Dec 2019 to 9 Aug 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (17 Dec 2019 to 12 Feb 2020)
- SMF3 Executive Director (9 Dec 2019 to 24 Sep 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Aug 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 13 Aug 2024)
- Responsible for Insurance Mediation (16 Oct 2017 to 30 Sep 2018)
- CF10 Compliance Oversight (16 Oct 2017 to 14 Oct 2019)
- CF11 Money Laundering Reporting (16 Oct 2017 to 14 Oct 2019)
- Responsibility for MCD Intermediation (16 Oct 2017 to 13 Aug 2024)
- CF1 Director (16 Oct 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.