Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • SMF7 Group Entity Senior Manager (since 18 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 20 Oct 2025)
    • [FCA CF] Significant management (14 Feb 2024 to 20 Oct 2025)
    • [PRA CF] Managing a material risk taker (14 Nov 2023 to 22 Jan 2026)
    • [FCA CF] Manager of certification employee (13 Oct 2023 to 20 Oct 2025)
    • SMF7 Group Entity Senior Manager (since 18 Sep 2025)
    • [FCA CF] Significant management (14 Feb 2024 to 20 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2024 to 20 Oct 2025)
    • [PRA CF] Managing a material risk taker (14 Nov 2023 to 22 Jan 2026)
    • [FCA CF] Manager of certification employee (13 Oct 2023 to 20 Oct 2025)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Manager of certification employee (20 Oct 2025 to 17 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

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