Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (since 9 Feb 2004)
- CF21 Investment Adviser (10 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 Feb 2004 to 10 Jul 2006)
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Argyll Wealth Consultants Limited
FRN 402019
- (3)Employed By (since 29 Sep 2004)
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- (3)Employed By (1 Oct 1998 to 30 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.