Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
- CF1 Director (AR) (since 9 Jun 2020)
- CF30 Customer (since 9 Jun 2020)
- [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
- CF30 Customer (2 Sep 2014 to 8 Dec 2019)
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Howberry Wealth Planning Ltd
FRN 926941
- (2)Employed By (since 9 Jun 2020)
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- CF30 Customer (1 Nov 2007 to 31 Aug 2014)
- CF22 Investment Adviser (Trainee) (5 Jul 2006 to 15 Feb 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.