Rupinder Ladher

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MAKOR SECURITIES LONDON LTD
FRN 625054
- [FCA CF] Client dealing (since 15 Apr 2024)
GFI Securities Limited (no longer approved here)
FRN 184801
- [FCA CF] Client dealing (27 Mar 2023 to 29 Dec 2023)
Mariana UFP LLP (no longer approved here)
FRN 551170
- [FCA CF] Client dealing (29 Jan 2020 to 22 Mar 2022)
Sucden Financial Limited (no longer approved here)
FRN 114239
- CF30 Customer (17 Nov 2017 to 14 Nov 2019)
Societe Generale International Limited (no longer approved here)
FRN 538896
- CF30 Customer (19 Aug 2011 to 29 Oct 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.