Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J. EDWARD SELLARS AND PARTNERS LIMITED
FRN 116320
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (20 Oct 2017 to 30 Sep 2018)
- CF30 Customer (22 Oct 2014 to 8 Dec 2019)
- CF10a CASS Oversight function (16 May 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 Mar 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (13 Mar 2014 to 8 Dec 2019)
- CF1 Director (6 Jun 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.