Rupert Sebastian Banks

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rupert B Limited

    FRN 966421

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
    • SMF16 Compliance Oversight (since 21 Nov 2022)
    • SMF3 Executive Director (since 21 Nov 2022)
    • Responsibility for MCD Intermediation (since 21 Nov 2022)
    • Responsible for Insurance Distribution (since 21 Nov 2022)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Nov 2022)
    • CF1 Director (AR) (4 Jan 2017 to 28 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.