Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF18 Other Overall Responsibility (7 Mar 2016 to 9 Jan 2017)
- CF28 Systems and controls (1 Nov 2007 to 30 Aug 2013)
- CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF16 Significant Mgt (Desgntd Investment Business) (4 Apr 2006 to 31 Oct 2007)
- CF14 Risk Assessment (4 Apr 2006 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.