Rupert Palmer Pinion

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Money Matters (NI) Ltd
FRN 403452
- (1)Employed By (since 6 Jul 2015)
- (6)Employed By (6 Sep 2004 to 28 Apr 2015)
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF1 Director (AR) (since 6 Jul 2015)
Mortgage Advice Bureau Limited
FRN 455545
- CF1 Director (AR) (since 4 Jun 2015)
Legal & General Partnership Services Limited (no longer approved here)
FRN 300792
- CF1 Director (AR) (31 Oct 2004 to 28 Apr 2015)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF1 Director (AR) (6 Sep 2004 to 29 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2002)
- CF7 Sole Trader (AR) (1 Dec 2001 to 6 Sep 2004)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF1 Director (AR) (6 Sep 2004 to 29 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2002)
- CF7 Sole Trader (AR) (1 Dec 2001 to 6 Sep 2004)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.