Rupert Nigel Kendall Baron

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Beyond Advice Group Ltd

    FRN 830162

    • SMF9 Chair of the Governing Body (since 20 Feb 2026)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (1 Mar 2023 to 31 May 2025)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 31 May 2025)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 May 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 7 Dec 2020)
    • CF29 Significant management (5 Oct 2015 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (30 Mar 2006 to 30 Jun 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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