Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 6 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (since 2 Feb 2021)
    • CF30 Customer (1 Feb 2021 to 2 Mar 2021)
    • (2)Employed By (since 6 Apr 2021)
  • The Penny Group Ltd (no longer approved here)

    FRN 536216

    • (29)Employed By (1 Feb 2021 to 2 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.