Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (15 Apr 2008 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (22 Dec 2005 to 10 Jul 2007)
  • Isio Investment Solutions Limited (no longer approved here)

    FRN 196669

    • CF22 Investment Adviser (Trainee) (11 Nov 2002 to 30 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.