Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (15 Apr 2008 to 8 Dec 2019)
- CF22 Investment Adviser (Trainee) (22 Dec 2005 to 10 Jul 2007)
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- CF22 Investment Adviser (Trainee) (11 Nov 2002 to 30 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.