Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Material risk taker (3 Jan 2022 to 28 Jan 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (3 May 2019 to 29 May 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 29 May 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (3 May 2018 to 29 May 2020)
    • [FCA CF] Manager of certification employee (11 Apr 2018 to 29 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

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