Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baring International Investment Limited
FRN 122628
- [FCA CF] Client dealing (since 31 Jul 2024)
- [FCA CF] Manager of certification employee (26 Nov 2024 to 31 Oct 2025)
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Baring Asset Management Limited
FRN 170601
- [FCA CF] Client dealing (since 31 Jul 2024)
- [FCA CF] Manager of certification employee (26 Nov 2024 to 31 Oct 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 22 Mar 2024)
- [FCA CF] Significant management (9 Dec 2019 to 22 Mar 2024)
- CF30 Customer (11 Dec 2018 to 8 Dec 2019)
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- [FCA CF] Significant management (9 Dec 2019 to 22 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Mar 2024)
- CF30 Customer (11 Dec 2018 to 8 Dec 2019)
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- [FCA CF] Significant management (9 Dec 2019 to 22 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Mar 2024)
- CF30 Customer (11 Dec 2018 to 8 Dec 2019)
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- CF30 Customer (6 Jan 2011 to 28 Oct 2011)
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- CF30 Customer (24 Jan 2008 to 15 May 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.